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Nephrology Dialysis Transplantation 2007 22(Supplement 9):ix8-ix18; doi:10.1093/ndt/gfm444
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© The Author [2007]. Published by Oxford University Press on behalf of ERA-EDTA. All rights reserved. For Permissions, please email: journals.permissions@oxfordjournals.org



How common is early chronic kidney disease?

A Background Paper prepared for the UK Consensus Conference on Early Chronic Kidney Disease

Mark S. MacGregor

The John Stevenson Lynch Renal Unit, Crosshouse Hospital, NHS Ayrshire & Arran, Kilmarnock, KA2 0BE, Scotland

Correspondence to: Mark. S. MacGregor, Consultant Nephrologist, The John Stevenson Lynch Renal Unit, Crosshouse Hospital, NHS Ayrshire & Arran, Kilmarnock, KA2 0BE, Scotland. Email: Mark.MacGregor{at}aaaht.scot.nhs.uk



   Introduction
 Top
 Introduction
 How robust is estimated...
 What is the epidemiology...
 What are the implications...
 Conclusions
 References
 
Chronic disease of the kidneys has been described since the fifth century BC [1]. In modern times, it attracted labels such as chronic renal failure or chronic renal impairment. These terms are ill-defined, implying an unspecified degree of reduced function, present for an unspecified time. In 2002, the Kidney Disease Outcomes Quality Initiative (KDOQI) of the US National Kidney Foundation published a classification of chronic kidney disease (CKD) with explicit definitions (Table 1) [2]. This has been widely adopted in nephrology research and practice, and endorsed by guidelines including the Scottish Intercollegiate Guidelines Network [3], the Joint Specialty Committee on Renal Disease [4] and Kidney Disease: Improving Global Outcomes [5]. For this conference's purposes, early CKD encompasses stages 1–3, but not 4 and 5. The KDOQI classification has raised awareness of early CKD, and concern about the apparently high prevalence. This review presents the available evidence on CKD epidemiology. As the evidence relies on formula-based estimates of glomerular filtration rate (GFR), the limitations of these formulae are discussed. CKD is predominantly a disease of the elderly, so age-related changes in renal function are reviewed.


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Table 1. The USA National Kidney Foundation's KDOQI classification [2]

 


   How robust is estimated GFR as a measure of early CKD?
 Top
 Introduction
 How robust is estimated...
 What is the epidemiology...
 What are the implications...
 Conclusions
 References
 
The KDOQI classification requires that the GFR is known, but formal GFR measurements are impractical for large epidemiological studies. In 1999, the Modification of Diet in Renal Disease (MDRD) study group published a formula (Box 1), which estimated GFR (eGFR) based on age, gender, race, serum creatinine, urea and albumin [6]. Omitting urea and albumin from the formula caused minimal loss of accuracy [7]. Further adaptation allowed calibration to a reference creatinine measurement method [8]. These formulae have been assessed in over 50 studies containing >16 000 subjects. Notably, they outperform the Cockcroft–Gault formula [9] and urinary creatinine clearance (Table 2) [6,10–22].


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Table 2. Studies assessing the MDRD formula which have to some extent addressed calibration of the creatinine assay to the original MDRD laboratory

 

Box 1. Formulae used to predict glomerular filtration rate or creatinine clearance from serum creatinine

The Cockcroft–Gault equation

CCr = [(140 – age) x weight] / (0.814 x SCr) x 0.85(if female)

The MDRD 6-variable formula

eGFR = 170 x (0.011312 x SCr) –0.999 x age–0.176 x (2.8 x SUN) –0.170 x (0.1 x SAlb)0.318 x 0.762 (if female) x 1.180 (if black)

The MDRD 4-variable formula (or abbreviated formula)

eGFR = 186.3 x (0.011312 x SCr) –1.154 x age–0.203 x 0.742 (if female) x 1.212 (if black)

The ID-MS traceable MDRD formula (as used by UK NEQAS)

eGFR = 175 x [0.011312 x (SCr – c)/m]–1.154 x age–0.203 x 0.742 (if female) x 1.212 (if black)

CCr, creatinine clearance (ml/min); MDRD, Modification of Diet in Renal Disease; eGFR, estimated glomerular filtation rate (ml/min/1.73 m2); SCr, serum creatinine (µmol/l); SUN, serum urea (mmol/l); UUN, urine urea (mmol/d); SAlb, serum albumin (g/l); ID-MS, isotope dilution mass spectrometry; NEQAS, National External Quality Assessment Service; c and m, UK NEQAS correction factors to adjust a specific creatinine assay to ‘true’ serum creatinine.

 

Limitations of the MDRD formulae
Serum creatinine is usually measured by Jaffe-based methods, which typically report higher than the true value, due to the presence of interferents in serum [23,24]. The interferents have greatest impact when serum creatinine is low. Unfortunately, this is the level of interest when trying to measure eGFRs in early CKD (Figure 1). Assay calibration to the MDRD laboratory or a reference standard can mitigate this problem [8,17,25]. Patients with low muscle mass (e.g. older women) will have a lower creatinine for any given GFR, and are more affected by this issue. Even with assay calibration, the MDRD formula gives an increasingly unreliable estimate of GFR with higher GFRs [12–14,26–30]. Precision decreases, and bias becomes increasingly negative leading to underestimation of GFR (Figure 2), particularly at ≥60 ml/min/1.73 m2.


Figure 1
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Fig. 1. The eGFR predicted from serum creatinine in a theoretical white woman aged 70 years, using a creatinine assay calibrated to the MDRD laboratory. Also plotted is the actual eGFR in the same theoretical patient, estimated from a laboratory with a typical creatinine assay bias due to interferents of 20 µmol/l. The magnitude of eGFR error due to this bias is also plotted and increases dramatically with serum creatinine below 120 µmol/l. The graph is derived from a similar plot in [25]. eGFR, estimated glomerular filtration rate; MDRD, Modification of Diet in Renal Disease.

 

Figure 2
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Fig. 2. Correlation of GFR measured by renal clearance of 125I-iothalamate (iGFR) with GFR estimated by the MDRD formula (eGFRMDRD). Note the increasing scatter and negative bias of eGFR as it rises above 60 ml/min/1.73 m2. This leads to a substantial number of false positives, i.e. patients mis-labelled as having a reduced GFR. Adapted from [14] with the permission of the American Society of Nephrology. MDRD, Modification of Diet in Renal Disease.

 
The MDRD formula works well in both sexes [6,12]. It contains a term for age, allowing for the expected decline in muscle mass. Performance seems at least as good in the over 65s [27,31], and into the 80s [32], but is ineffective in children [15,33]. The formula was developed in a mainly white US population [6], but is also effective in US blacks [10]. It performed less effectively in Chinese CKD patients, tending to overestimate GFR by 11–12 ml/min/1.73 m2. An additional correction factor may be required [34,35]. No studies have yet addressed Indo-Asians with CKD.

Increased body mass index (BMI) has relatively little impact on the accuracy of the formula [12,27,30,31,36]. Patients with a BMI >40 kg/m2 have not been separately assessed, although BMIs as high as 59 kg/m2 were included in these studies. One study [12] found a marked positive bias of 12 ml/min/1.73 m2 in patients with BMI <18.5 kg/m2. Only 6% of MDRD study patients were diabetic [6]. Subsequent studies show relatively poor performance of the formula in diabetics [13,28,30,37,38]. However, these focused on patients with preserved GFR. In diabetics with CKD3, the formula performs well [14].

Alternatives to the MDRD formula
Alternative creatinine-based formulae have been developed for blacks [10], diabetics [13], or the general population [26], but have little advantage over the MDRD formula. Cystatin C [39–41] has been suggested as an endogenous GFR marker since 1985 [42], but most studies have not shown a worthwhile advantage over MDRD eGFR [15,22,38,43–47]. Interestingly, cystatin C is a better predictor than eGFR of cardiovascular events [48,49] and of all-cause mortality [50–52]. Of course, this is not synonymous with being a better GFR marker.



   What is the epidemiology of early CKD in the UK?
 Top
 Introduction
 How robust is estimated...
 What is the epidemiology...
 What are the implications...
 Conclusions
 References
 
Numerous publications detail the epidemiology of dialysis [53–57], telling us a lot about treatment provision, but little about disease prevalence. An ideal survey would select a large cross-section of the population randomly (perhaps with oversampling of groups such as ethnic minorities), and assess their kidney function on at least two occasions. As a minimum, GFR, dipstick urinalysis and a laboratory measure of proteinuria would be required, thus allowing CKD prevalence to be defined. By following the population longitudinally, incidence could also be defined, together with the associated outcomes such as dialysis or death. Such a study has yet to be carried out in the UK, or indeed anywhere else.

Most studies utilized laboratory or clinical databases created during routine clinical practice. These have two main flaws: they assume an absence of disease in patients who have not been bled (an unproven assumption which may lead to an underestimate of prevalence); and they are usually based on a single eGFR result which will tend to overestimate prevalence (patients being bled for a reason, perhaps as a result of acute illness associated with transient renal dysfunction). Population surveys are more reliable, but are also usually based on a single blood or urine sample. This is less of an issue in subjects who are not suffering from acute illness, but will still have an impact due to biological and analytical variation. Sampling bias may also be an issue, if high-risk populations are excluded or if recruitment rates are low (this may lead to an overestimate or underestimate of prevalence depending on whether unhealthy individuals were more or less likely to take part).

CKD stage 3 epidemiology in the UK
To estimate the need for dialysis (Table 3), early studies searched clinical records for patients with a markedly raised serum urea or creatinine [58–65]. These patients had CKD5, with one study also detecting some with CKD4 [65]. As a single threshold value for males and females was used, need in females (and the elderly) was underestimated. Nevertheless, the estimates are reassuringly similar to modern estimates.


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Table 3. UK studies on the prevalence of CKD

 
Modern studies assessed the epidemiology of early CKD using serum creatinine thresholds or more recently eGFR. A Southampton study searched laboratory databases for all serum creatinines >150 µmol/l over 2 years [66]. Prevalent patients with raised serum creatinines in the preceding 2–4 years were excluded. Chronicity was established by subsequent persistence of renal dysfunction for ≥6 months. They were unable to categorize 43% of patients as acute or chronic, and allocated those cases, after casenote review of 21% of them. Annual incidence of raised serum creatinine was 0.17%. Table 3 shows the annual incidence by CKD stage. These eGFR analyses were carried out post hoc, and given the creatinine threshold, will be an underestimate of CKD3 incidence, especially in women and the elderly. Despite that, a pronounced age-related gradient was noted: annual incidence of 0.01% in 20–29 year olds rising to 1.2% in over 80 year olds. Higher rates were also noted with increased deprivation.

An East Kent study searched laboratory databases over 1 year [67], using different creatinine thresholds for men and women, which approximated to the same eGFR (32–47 ml/min/1.73 m2). Attempts were made to exclude acute renal dysfunction. They found a prevalence of 0.56%, which again will be a marked underestimate of CKD3, particularly in the elderly. Median eGFR was 28 ml/min/1.73 m2, ranging from 4 to 43 ml/min/1.73 m2. Again, a marked age-related gradient was seen, reaching 6.1% prevalence in over 80 year olds. Prevalence was higher in women of almost all ages (60.8 vs 39.2% overall).

The NEOERICA project [68,69], searched primary care databases in Surrey, Kent and Manchester for reduced eGFRs. Of the total population, 26% had a serum creatinine, rising to 62% of those aged 75–85 years. The prevalence of CKD3 was 4.6%. Again, a striking relationship with age was noted, and again the prevalence was higher amongst women (male-to-female ratio 0.45). A Northern Irish study searched laboratory databases, finding a similar CKD3 prevalence of 4.8% (reported in abstract [70]). Neither of these studies calibrated their creatinine assay against the MDRD laboratory, nor is it clear what efforts were made to exclude acute renal dysfunction. In another NEORICA report (abstract only [71]), samples were calibrated with the MDRD laboratory, with a worrying increase in CKD3 prevalence to 9.2%.

Some studies examined high-risk groups. Two London studies searched primary care databases for a raised serum creatinine in patients aged 50–75 years with hypertension and/or diabetes. All the patients identified would have had CKD3 or worse, but the same cut-off was used for men and women. In the first study [72], 5.7% of all hypertensives and 6.3% of all diabetics had a raised creatinine. However, only 53% had been bled. The second study [73] also invited the 37% of hypertensive and diabetic patients who had no recent blood result for screening (52% attended), and found a raised creatinine in 7.4% of those screened compared with 8.7% of clinical samples. Most studies assume that unbled patients have a zero prevalence of renal disease, but this study does not support that contention, at least in hypertensives and diabetics. Using a shared primary–secondary care electronic patient record in Salford [74], 20.4% of diabetics were found to have CKD3 (equating to 0.7% of the total population). Studies of the impact of ethnicity in the UK setting are needed. One population-based study (abstract only [75]) showed no difference in CKD3 prevalence between Indo-Asians and Northern Europeans, despite the higher prevalence of end-stage renal disease amongst Indo-Asians [54].

CKD stage 3 epidemiology in other countries
It is worth dwelling on the important US third National Health and Nutrition Examination Study (NHANES III) [76]. It was a cross-sectional, stratified, clustered sample of the non-institutionalized population from 1988 to 1994, with a 74% acceptance rate. Certain groups such as the young, the elderly and ethnic minorities were deliberately over-sampled. Sampling weights are then applied to give population prevalences. Non-diabetic adult NHANES III subjects were found to have a surprisingly high 12.3% CKD3 prevalence using the MDRD formula. However, after adjustment of the creatinine assay to the MDRD laboratory, prevalence fell to 3.2% [77], demonstrating the critical importance of calibration. A subsequent analysis of the NHANES III adult subjects including diabetics, showed a CKD3 prevalence of 4.3% and has become the most widely accepted estimate of CKD prevalence [78]. Both analyses demonstrated a marked increase in prevalence with age (Figure 3). Prevalence was higher in women, but not after adjustment for age. It should be noted that NHANES III excluded institutionalized patients, and is thus likely to be an underestimate.


Figure 3
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Fig. 3. Prevalence of different degrees of reduced GFR in the non-diabetic white US population (A and B), based on NHANES III data, after adjustment of the assay to the MDRD laboratory. Reproduced with permission from [77]. NHANES III, third National Health and Nutrition Examination Survey; MDRD: Modification of Diet in Renal Disease.

 
Several other epidemiological surveys have been carried out with CKD3 prevalence estimated at 8.1–40% in studies without calibration, or those using Cockcroft–Gault estimates (Table 4) [79–83]. In a Norwegian study with calibration [84], CKD3 prevalence was 4.2%, surprisingly high given the lower rates of obesity and diabetes than in the US. Both the calibrated and uncalibrated studies confirmed an increased prevalence in women [79,81,83,84] and the elderly [79,81–84]. Reliable prevalences from developing countries would be of interest.


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Table 4. Non-UK studies on the epidemiology of CKD

 
Given the challenges of managing large numbers of CKD patients, it is noteworthy that in a Californian study [85], the prevalence of CKD3B (i.e. 30–44 ml/min/1.73 m2) was only 22% of CKD3A (i.e. 45–59 ml/min/1.73 m2). If extrapolated to the NHANES III data, this would give a population prevalence of 3.5% CKD3A but only 0.8% CKD3B.

CKD stages 1 and 2
Categorizing patients as CKD3 simply requires two eGFRs >90 days apart [2]. However, CKD1 or 2 also require evidence of kidney damage: ‘markers of kidney damage include abnormalities in the composition of the blood or urine or abnormalities in imaging tests’ [2]. CKD1 and 2 prevalence is inevitably more poorly defined because of this requirement. Clinical or laboratory database studies are particularly unhelpful, because of the low rate of testing and recording of urinalysis [68,69,72–74].

Differentiating CKD1 and 2 is fraught because of the limitations of eGFR in this range, and merging the prevalence estimates is probably more sensible. Proteinuria includes microalbuminuria, which although appropriate in type 1 diabetes mellitus, may not be appropriate for other patients. Microalbuminuria in non-diabetics is a marker of increased cardiovascular morbidity and mortality, [86,87] but it is not clear that it represents actual kidney disease. Nevertheless, in small studies, microalbuminuria was associated with a GFR decline in non-diabetic hypertensives [88] and in the general population [89]. It remains unclear which marker of proteinuria is the best predictor of outcomes, and assay standardization is another challenge.

NHANES III suggests a prevalence of 3.3% CKD1 and 3% CKD2 based on the presence of microalbuminuria [78], falling to 0.32 and 0.37% if only macro-albuminuria is included. Based on microalbuminuria, Norwegian [84] and Spanish [82] studies give similar prevalences (Table 4). Using the presence of proteinuria and/or microscopic haematuria, an Australian study showed prevalences of 0.9% CKD1 and 2% CKD2 [79]. None of these studies incorporate eGFR, microscopic haematuria, microalbuminuria and structural renal abnormalities, so are all underestimates of the true prevalence.

Is CKD becoming more common?
The prevalence of renal replacement therapy (RRT) has risen steadily in the developed world since its inception in 1960 [53–57]. It is therefore commonly said that CKD prevalence is rising. However, dialysis registries record treatment provision rather than the disease prevalence. Much of the rise in the UK dialysis population is due to relaxation of selection criteria for treatment. Furthermore, there is a surprising lack of connection between RRT incidence and CKD prevalence in different populations. For example, US blacks and whites have a similar prevalence of CKD3, whereas RRT incidence in blacks exceeds that in whites 4-fold [90]. A similar phenomenon is seen with gender.

The rising prevalence of diabetes and obesity might lead to an increase in CKD, but equally, a falling incidence of vascular disease and improved treatment of diabetes, hypertension and vascular disease may have the opposite effect. Recognition of CKD has improved dramatically since the introduction of eGFR reporting and CKD guidelines, but this represents ascertainment bias rather than a true increase in prevalence.

There is no information about secular trends in CKD in the UK. NHANES demonstrated that CKD3 and CKD4 increased from 2% in 1976–1980 to 2.5% in 1988–1994 amongst 20–74 year olds [90]. However, there was no difference between the prevalence in 1988–1994 (4.2%) compared with 1999–2000 (3.7%) in a separate analysis of ≥20 year olds [91]. There was, however, a significant increase in CKD1 and CKD2 from 4.4% to 5.6%.



   What are the implications for the ageing population?
 Top
 Introduction
 How robust is estimated...
 What is the epidemiology...
 What are the implications...
 Conclusions
 References
 
Cross-sectional studies show increasing prevalence of reduced eGFR with age (Figure 3). Although consistent with a progressive age-related decline in GFR, these studies cannot answer the question of whether that is pathological or simply ageing. It is typically stated that GFR declines at ~1 ml/min/year from the age of 40 years, based on cross-sectional studies using gold-standard GFR methods from the mid-twentieth century. The seminal study of Davies and Shock measured GFR with inulin clearance in 70 men [92], and showed a decline from 121 ml/min/1.73 m2 in the fifth decade to 65 ml/min/1.73 m2 in the ninth decade. One problem with this study (and others) is that little allowance was made for the impact of ill health. Almost all the subjects were hospitalized, and many of the older patients had atherosclerosis or hypertension (Figure 4). Separating the effect of age from disease is thus difficult.


Figure 4
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Fig. 4. The relationship between inulin clearance and age, in a cross-sectional study of hospitalized patients. Redrawn from original data in [93]. Patients with hypertension, renal disease or cardiovascular disease have been separately identified. Simple best fit lines through the ‘healthy’ patients (declining at 0.76 ml/min/year) and those with comorbidity (1.14 ml/min/year) are shown. HT, hypertension. GFR, glomerular filtration rate.

 
Two cross-sectional studies examined healthy volunteers [93] or potential kidney donors [94]. The first found an inulin GFR of 104 ml/min/1.73 m2 in those under 40 years, declining at 0.4 ml/min/year thereafter, and the second using 51Cr-EDTA showed a GFR of 103 ml/min/1.73 m2 declining after the age of 40 years at 0.9 ml/min/year. A third study examining healthy elderly, hypertensives and patients with cardiac failure found inulin GFRs of 103, 103 and 92 ml/min/1.73 m2, respectively [95]. Although lower than young volunteers (121 ml/min/1.73 m2), 65% of healthy or hypertensive subjects were within the normal range compared with 29% of heart failure patients. All subjects had similar protein intakes. Protein intake may decline in the elderly, causing a reversible decline in GFR [96], a potential confounder in other studies.

Necropsy studies show a reduction in renal mass and number of glomeruli in older patients, but again are flawed by not excluding patients with comorbidity (reviewed in reference [97]). Little glomerulosclerosis was seen in older living kidney donors [93], or in older necropsy subjects with only mild atherosclerosis [98]. In individuals who died from non-vascular causes, kidney weight was not reduced with age, if adjusted for body surface area [99].

The Baltimore Longitudinal Study of Ageing measured urinary creatinine clearance in 884 ambulatory subjects, followed for up to 24 years [100–102]. In subjects with no hypertension, renal or vascular disease, GFR declined at 0.75 ml/min/year, with no decline in 36%. The rate of decline accelerated with age, but creatinine clearance in the ninth decade was still 94 ml/min/1.73 m2. A Scandinavian study found no significant decline in GFR (measured by51Cr-EDTA) between 75 and 79 years of age [103].

It seems clear that GFR declines with age, but in the absence of comorbidities the rate of decline may be less than previously thought, such that GFR need not decline to a clinically significant level. As CKD prevalence increases with age, it is commonly assumed that an ageing population will become an increasing public health burden. However, the rising elderly population is due not only to a demographic bulge, but also to increased longevity. If increased longevity is a result of improved health, and if CKD is mainly due to comorbidities rather than ageing per se, then the prevalence of CKD may not increase as predicted.



   Conclusions
 Top
 Introduction
 How robust is estimated...
 What is the epidemiology...
 What are the implications...
 Conclusions
 References
 
So how common is early CKD? Prevalence estimates of CKD1 and CKD2 combined range from 2.9% to 7.0%, but no study adequately assessed proteinuria, haematuria and structural abnormalities. CKD3 prevalence from two population studies with creatinine assay calibration was 4.2–4.3%. UK clinical and laboratory database estimates are similar at 4.6–4.8%, but one troubling report suggests a higher prevalence at 9.2%. Prevalence is dramatically associated with age, with 30.5% of men and 37.5% of women in their 80s having CKD3. Prevalence is also increased in diabetics. Local prevalence figures will, therefore, be determined by the local population age and sex structure and prevalence of comorbidities. Large-scale longitudinal epidemiological studies are warranted to define incidence, prevalence and outcomes of CKD more clearly. Better markers of early kidney dysfunction would be valuable. Given the crucial impact of age, the limited studies of ageing and kidney function need to be expanded, in both the healthy elderly and those with comorbidity.

Conflict of interest statement. None declared.



   References
 Top
 Introduction
 How robust is estimated...
 What is the epidemiology...
 What are the implications...
 Conclusions
 References
 

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A. Almond, S. Siddiqui, S. Robertson, J. Norrie, and C. Isles
Comparison of combined urea and creatinine clearance and prediction equations as measures of residual renal function when GFR is low
QJM, August 1, 2008; 101(8): 619 - 624.
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